Pure Steam System Performance Qualification

Pure Steam Performance Qualification , Purpose

Pure Steam Performance Qualification , To determine that the Pure steam generator performs as per the given specifications, by running the system on its intended schedules and recording all relevant data under normal conditions & for worst-case situations where applicable.

Pure Steam Performance Qualification , Scope

This Performance Qualification (PQ) is to be performed against agreed acceptance criteria on the pure steam generator system Cephalosporin Block of XX Pharmaceuticals Ltd. The scope will include the measurement of Non-condensable gases, superheat value, dryness value and microbiological test of pure steam system.

People Also Read

Autoclave Performance Qualification Protocol

Responsibilities

[][]Preparation of the protocol
=>Validation (Engineering) Department with the assistance of Microbiology, Quality Assurance and Engineering department.

[][]Executing the protocol
=>Validation team along with respective departmental person and engineers or other suitably qualified staffs allocated from the site or contracted specialists as appropriate.

[][]Non-condensable gas, superheat value, dryness fraction
=>Validation (Engineering) Department

[][]Microbiological Test
=>Microbiology Department

[][]Data documentation and preparation of the report
=>Validation (Engineering) department.

[][]Verifying of the report
=>Concerned departmental person.

[][]Providing documentation on the equipment
=>Related departments i.e. Engineering, Production, Microbiology, Validation or other appropriate departments and manufacturer.

System And Process Description

=>System Information
=>Manufacturer : Watertown
=>Capacity : 200kg/hr
=>Model : MS750/4T
=>Serial No. : MS1132

Reference Instruments

=>Name : Steam quality test kit
=>Manufacturer : Dekon Solutions, UK
=>Model : SQ kit Option – A.

The System under test

[][]The pure steam is generated in the WFI plant located at the roof top utility area of Cephalosporin Block. Industrial steam enters into the first heat exchanger of WFI plant and exchanges heat with the purified water and is converted into pure steam. Therefore, pure steam is supplied at a pressure of around 2.5 bar – 4 bar to the autoclave room of sterile area of cephalosporin block.

Performance Tests

[][]The tests for performance qualification of pure steam as follows:

=>Non-condensable gas test
=>Test Method

[][]The measurement of non-condensable gases is made by cooling a steam sample, using water through an efficient condenser.
[][]Water can be supplied either directly from a pressurized supply or simply by siphoning from a tank at a flow rate of 200ml/minute, provided that a minimum head of 1.0 meter is maintained and at a temperature not exceeding 250C.
[][]When the sampled steam is condensed, any non-condensable gases that may be present are liberated and separated from the produced condensate into two sight glass columns.
[][]The gas and steam condensate volumes are measured by the ‘zero adjustable’ scale mounted behind the two sight glasses.
[][]Perform the test for 3 consecutive working days.
[][]Record the result in Appendix 1.

 Acceptance Criteria

[][]The results of the non-condensable gas test are deemed to be acceptable for sterilization purposes if the percentage of gas to condensate is less than 3.5%.
[][]Observations:
[][]Done by: Checked by:

Steam Superheat Value

Test Method
[][]The temperature of steam passing through an orifice in a pitot tube is measured.
[][]The temperature is measured by using a thermocouple which is located at the centre of the expansion tube placed over the pitot tube.
[][]The test is intended to demonstrate that the amount of moisture in the steam supply is sufficient to prevent the steam from being superheated as it enters the expanded space of a sterilizer chamber.
[][]Perform the test for 3 consecutive working days.
[][]Record the result in Appendix 2.

Acceptance Criteria

The temperature of the pure steam is considered to be acceptable if it is less than 250C above that of the local temperature of boiling water, which is altitude dependent.

Pure Steam Dryness Value

Test Method

[][]The purpose of the steam dryness value test is to ensure that an acceptable amount of moisture is present in the steam supply. If too little moisture were present, superheating of the steam may occur.

[][]Too little moisture may also prevent the optimum sterilization conditions occurring within the sterilizer load because, moisture is the critical factor breaking down the cell structure of sporing organisms.

[][]The method employed is the heat balance using a stainless steel vacuum flask. The principal being that the flask is primed with a known mass of water at a known temperature.

[][]Steam is then condensed in the flask thus raising the temperature of the water. When the final mass and temperature of the water are measured and placed to the excel worksheet, provided by the manufacturer of the Steam Quality Test Kit, the dryness value is calculated.
[][]Perform the test for 3 consecutive working days.
[][]Record the results in Appendix 03.

Acceptance Criteria

=>The Pure Steam Dryness Value must be within 0.9 – 0.95.

Chemical tests

Test Method

[][]Three tests will be performed as chemical tests such as Appearance test, conductivity as well as TOC. The pure steam will be collected in a depyrogenated flask and the chemical tests would be performed for the condensate of the pure steam. Wear hand gloves and goggles while collecting the sample.
[][]Perform the test for 3 consecutive working days.
[][]The results will be provided from the Quality Control department in the respective forms and will be attached with the report.

Acceptance Criteria:

=>The specifications of these tests according to QC/SPEC/RMEXXX/01:

TestsAcceptance Limit
AppearanceClear, colorless and odorless liquid.
ConductivityNot more than 1.1µS.cm-1 at 200C
Or
Not more than 1.3µS.cm-1 at 250C
TOCNot more than 0.5 mg/L

Microbiological tests

Test Method

[][]Microbiological tests will be performed by collecting the pure steam in a depyrogenated flask. Wear hand gloves and goggles while collecting the sample.
Perform the test for 3 consecutive working days.
[][]The results will be provided from the Microbiology department in the respective forms and will be attached with the report.

Acceptance Criteria:

The specifications of these tests according to QC/SPEC/RMXXX/01:

TestsAcceptance Limit
Total viable Microbial CountNot more than 10 CFU/100mL.
E.ColiMust be absent
Staphylococcus aureusMust be absent
Pseudomonas aeruginosaMust be absent
Salmonella sppMust be absent
Bacterial EndotoxinsLess than 0.25 EU/ml

Sampling Points and Test Frequency

The list of sampling points which come into product contact is given below:

Sl. No.Sampling point nameRoom No.BlockRoom NameTestsFrequency
01PS – 01SPR0XXCephalosporinAutoclaveNon-condensable gas, steam superheat value, steam dryness factor, chemical and microbiological tests.6 months.

Deviation And Failure Investigation Summary

[][]In the column below, record any deviation or failure that occurred during the PQ exercise.

Report Summary

The report summary of performance qualification of Pure Steam system shall be mention here.

Conclusion

The Performance Qualification of the Pure Steam system of Cephalosporin Block Complies / Does Not Comply with the acceptance criteria taken above and the results obtained are attached with the protocol.
The Pure Steam system is / is not qualifying the Performance Qualification test as per this Protocol. Hence, the system can be / cannot be used for production operation.

Download Here

Performance Qualification of Pure Steam Protocol

Pure Steam System Performance Qualification Read More »

Vial Filling Machine Performance Qualification

Vial Filling Machine Performance Qualification, Purpose

[][] Vial Filling Machine Performance Qualification, The purpose of this protocol is to provide an outline for the Performance Qualification of Vial/Vial Filling Machine to:
=>Demonstrate that the system performs as intended by repeatedly running the system on its intended schedules under normal operating conditions and worst-case conditions, where appropriate.
=>To assess the machine capability to fill consistent volumes at various running speed.
=>To check the stoppering of vials.
=>To check the presence of any particulate matter visually.

Vial Filling Machine Performance Qualification, Scope

[][]The aim of this qualification is to perform the performance qualification of the following machine. It is documented evidence that the machine installed properly and functions correctly in accordance with the desired specification as well as manufacturer’s information. It also certifies that the machine operates reliably and within prescribed or specified operating limit. This protocol covers the following machine:

=>Equipment Name

=>Machine No.

=>Location

People Also Read

Cartridge Filling Machine Performance Qualification Protocol

Responsibility

[][]Protocol preparation as per the guideline of Validation Master Plan
=>Validation Dept.
[][]Check & review of the protocol
=>Validation & Technical Expert*
[][]Approval of protocol prior to execution
=>Head of Validation, QA, Engg., Plant
[][]M/C operation , testing and data processing
=>Validation team
[][]Microbiology challenge test
=>Microbiology
[][]Preparation of report
=>Validation Dept.
[][]Check & review of the report
=>Validation & Technical Expert*
[][]Approval of the qualification report
=>Head of Validation/QA/Engg./Plant
[][]Authorization of the report
=>Director, Technical Operations
[][]Protocol preparation as per the guideline of Validation Master Plan
=>Validation Dept.

System and process Description

The Vial filling and stoppering machine is used to fill and stopper the vials. The machine consists of following parts:

Line 1:
[][]This line is a compact filling line with capacity to fill around 6000 Vials/ hr. This machine can fill from 0.3 ml to 2.1 ml. In brief its function is as follows:
[][]The vials are fed upright from a depyrogenation tunnel connected to upstream on to an in feed rotary table.
[][]This table rotates continuously and guides the vials with various deflectors through two infeed lanes into the walking beam transport system.
[][]There are two sensors attached in each lane to detect fallen containers, which after detection goes to bin.
[][]These containers are stopped by two infeed gates.
[][]If there are enough containers in the in feed tracks the container feed sensors at the in feed are actuated and infeed gates open.
[][]The walking beam advances the containers intermittently to various work station where two containers are processed at each machine cycle as per following sequence:

Nitrogen flushing=>Filling=>Nitrogen flushing =>Stoppering=>Discharge=>stopper Checking =>Visual Inspection=>Confirmation

Machine consists of following parts:.
Infeed Rotary Table —

[][]The containers are placed upright on the infeed rotary table by the machine upstream- The containers are conveyed continuously until they are stopped by infeed gates.
[][]There is ultrasonic sensor on table which detects Quantity of containers on the table.
[][]If too many containers accumulate on table then sensor give message to tunnel to reduce the speed of tunnel automatically.
[][]When Quantity is reduced , automatically tunnel increase its speed.

Container feed tracks and monitoring –

[][]The containers from above table are feed into two tracks, where they pass an outlet in the rim of table where fallen containers roll out into a bin beneath the rotary table.
[][]A sensor is located in each feed track. If the container supply in one of the track is very much low , then infeed gates closes, so no further container enter the machine from this track.
[][]When the supply replenish the gates reopen.

Infeed gates

[][]The containers arriving in the infeed tracks are stopped by the infeed gates and are prevented from entering the walking beam.
[][]When the infeed gates are switched on at the operating panel, each gate opens to let containers into transport system provided that the respective container feed sensor detect sufficient containers in the track.

Container Registration sensor

[][]This detect the containers in walking beam and transform information to machine cycle to start the process.
[][]If no container is detected then work station is blocked automatically.

Walking beam transport System –

[][]This system transport the vials through the machine.
[][]They are conveyed upright on a base guide between walking beam and the counterguide.
[][]This walking beam consist of two parts : one part centers the vials and the other one transport them.

Liquid dosing unit –

[][]The product is filled by 2(two) rotary piston pump. The amount dispensed is virtually proportional to the pump stroke.

[][]As the pump piston rise. Product is drawn from the manifold to the pump via hoses.

[][]The piston then turns through 180°, so that the grooves are directed towards the filling needle.
[][]As the pistons are lowered, the product is discharged through dosing hoses and filling needle in to the vials.
[][]This dose can be adjusted by altering the pump stroke.

Gas-flushing Equipment –

[][]Two needles for pre flushing and two needle for post flushing are provided in this system.
[][]The gas flushing needles are lowered in containers with the filling needle movement and flush the container interior with 0.2µ filtered Nitrogen, thereby displacing the ambient air from the container.

Stopper insertion station –

[][]At this station the rubber stoppers are placed on the neck of containers and then pressed in.
[][]The vacuum required for the insertion station is provided by inbuilt vacuum pump.
[][]This station consists of Stopper feed, sorting bowl filling level monitor, Feed track monitoring, stopper check sensors, discharge wheel and tray loading unit.

Line-2:

[][]This line is a compact filling line with capacity to fill around 12000 ampoules/ hr. It has ampoule sealing machine also. This machine can fill from 0.3 ml to 2.1ml. In brief its function is as follows:
[][]The Ampoules are fed upright from a Depyrogenation tunnel connected to upstream on to a in feed belt.
[][]At the end of belt the ampoules are picked by the feed scroll, spaced by the recesses of the scroll and pushed into the individual transport recesses around the periphery of star wheel.
[][]The star wheel conveys the ampoules in a continuous movement and present to individual work stations.
[][]The rotation discs located at the work stations rotate the ampoules during all the work process to ensure smooth functioning of each step.
[][]All the work stations move forward synchronously with the containers during ampoule processing and swivel back to initial position after end of process.
[][]Four ampoules are processed at each machine cycle with following sequence:

Nitrogen flushing=> Filling =>Nitrogen flushing =>Heating of tips of Ampoules =>Sealing by Fusing =>Pulling of Ampoule tips=>Discharge

Machine consist of following parts:.

Infeed belt

[][]The containers are placed upright on the infeed belt by the machine upstream.
[][]If too many containers accumulate on belt then sensor give message to tunnel to reduce the speed of tunnel automatically.
[][]When Quantity is reduced, automatically tunnel increase its speed.
[][]If no container arrive from tunnel, then infeed scroll of AFV stops, preventing any further ampoules from entering the star wheel.

Container Registration sensor

[][]Before each transport recess on the star wheel reaches the first work station, a light sensor checks for the presence of Ampoule.
[][]If ampoule is detected, the pulse emitted by the photoelectric sensor is memorized in electronic control and this information is transferred for running all machine cycles.
[][]If no ampoule is detected then work stations are blocked automatically..

Liquid dosing unit

[][]The product is filled by 4(Four) rotary piston pump. The amount dispensed is virtually proportional to the pump stroke. As the pump piston rise.
[][]Product is drawn from the manifold to the pump via hoses.
[][]The piston then turns through 180°, so that the grooves are directed towards the filling needle.
[][]As the pistons are lowered, the product is discharged through dosing hoses and filling needles in the ampoules.
[][]This dose can be adjusted by altering the pump stroke.

Gas-flushing Equipment

[][]Four needles for pre flushing and Four needle for post flushing are provided in this system.
[][]The gas flushing needles are lowered in Ampoules with the filling needle movement and flush inside the Ampoule interior with 0.2µ filtered Nitrogen, thereby displacing the ambient air from the Ampoule.

Line 3 :

[][]This line is a compact filling line with capacity to fill around 6000 vials/ hr.
[][]It is also set for full stoppering as this line is only for liquid filling.
[][]This machine can fill from 0.3 ml to 2.1 ml. This machine is same as line 1.

Line 4:

[][]This line is a standalone filling line with capacity to fill around 6000 vials/ hr.
[][]It is also set for full stoppering as this line is for liquid filling.
[][]This machine can fill from 0.7 ml to 5.5 ml and 8 ml to 50 ml.
[][]In this machine the vials are sterilized in Dry Heat sterilizer in trays and are feed manually to machine.

Tests To Be Performed and Planned

Sl.NoTestPlan/Frequency
01Consistency in fill volume at various speedConsecutive 3 runs
02Proper StopperingConsecutive 3 runs
03Check of presence of any particulate matterConsecutive 3 runs

Test Details and Records

Consistency of Filled Volume

[][]The vial filling machine is started at a main drive motor speed of 100% and after 15 minutes 10 vials are collected to check the consistency of filled volume.
The same procedure is repeated for 90% and 80% main drive motor speed.
[][]Result is recorded in the result sheet form.

Record of consistency of filled volume

=>Media used for filling
=>Vial Size

ParticularsRun 1 Date:Run 2 Date:Run 3 Date:
No. of 3ml vials to fill at main drive motor speed of 100%
Average volume of 10 Vials at 15 Minutes after start
No. of 3ml vials to fill at main drive motor speed of 90%
Average volume of 10 Vials at 15 Minutes after start
No. of 3ml vials to fill at main drive motor speed of 80%
Average volume of 10 Vials at 15 Minutes after start

Acceptance Criteria:  The filled volume has to be within 10ml ± 0.5ml.

Check of Stoppering

[][]In each run 20 vials are collected to visually check the stoppering.

Result of checking stoppering

Run no.DateNo. of properly stroppered vialsNo. of not properly stroppered vialsPercentage of rejected vials

Acceptance Criteria:   The number of rejected vials has to be less than 1.0%.

Check of presence of any particulate matter

[][]In each run 20 vials are collected to check the presence of any visible particulate matter.

Result of checking presence of any particulate matter

Run no.DateNo. of total filled vialsNo. of rejected vialsPercentage of rejected vials

[][]Acceptance Criteria:   The number of rejected vials has to be less than 1.0%.

Report Summary

[][]The Performance Qualification study for Vial/Vial Filling machine was carried out for 3 consecutive date and following result summary was obtained.

No.TestsAcceptance limitsRun 1
Passed (Y/N)
Run 2
Passed (Y/N)

Run 3
Passed (Y/N)

01Consistency in fill volume at various speedNMT 0.5ml Variation from adjusted Limit
02Proper Stoppering99% Complies
03Check of presence of any particulate matter.99% Complies

The Result of this Performance Qualification study was recorded, summarized and analyzed. The observed parameters/tests and subsequent analytical results show that the vial filling machine perform as per predetermined acceptance criteria. Hence, the machine successfully qualifies the performance Qualification test.

Conclusion

The performance qualification complies with the acceptance criteria taken above and the results obtained are attached to the protocol.

Vial/Vial Filling Machine bearing Equipment ID No. ……….………….Is / Is Not qualifying the Performance Qualification test as per the guideline described in this Protocol No. ————- and Can Be / Cannot Be use for production.

Download Here

Vial Filling Machine Performance Qualification Protocol

Vial Filling Machine Performance Qualification Read More »

Cartridge Filling Machine Performance Qualification

Cartridge Filling Machine Performance Qualification, Purpose

[][]Cartridge Filling Machine Performance Qualification, The purpose of this protocol is to provide an outline for the Performance Qualification of Vial/Cartridge Filling Machine to:
[][]Demonstrate that the system performs as intended by repeatedly running the system on its intended schedules under normal operating conditions and worst-case conditions, where appropriate.
[][]To assess the machine capability to fill consistent volumes at maximum and minimum running speed.
[][]To verify the gliding force of filled cartridges.
[][]To ensure proper stoppering.
[][]To check the air bubble size with respect to glass bead size.

Cartridge Filling Machine Performance Qualification, Scope

[][]The aim of this qualification is to perform the performance qualification of the following machine. It is documented evidence that the machine installed properly and functions correctly in accordance with the desired specification as well as manufacturer’s information.
[][]It also certifies that the machine operates reliably and within prescribed or specified operating limit. This protocol covers the following machine:

People Also Read

Vial Filling Machine Performance Qualification Protocol

Responsibility

[][]Validation Dept.
Protocol preparation as per the guideline of Validation Master Plan
[][]Validation & Technical Expert*
Check & review of the protocol
[][]Head of Validation, QA, Engg., Plant
Approval of protocol prior to execution
[][]Validation team
M/C operation , testing and data processing
[][]Microbiology
Microbiology challenge test
[][]Validation Dept.
Preparation of report
[][]Validation & Technical Expert*
Check & review of the report
[][]Head of Validation/QA/Engg./Plant
Approval of the qualification report
[][]Director, Technical Operations
Authorization of the report
[][]Validation Dept.
Protocol preparation as per the guideline of Validation Master Plan

System and process Description

[][]The Cartridge filling and stoppering machine is used to fill and stopper the Cartridges. The machine consists of following parts:
[][]This line is a compact filling line with capacity to fill around 2500 cartridges/ hr. The cartridges are fed upright from a depyrogenation tunnel connected to upstream on to an in feed rotary table.
[][]There is a vibrator by which this table is vibrated continuously and guides the cartridges with various deflectors through infeed lanes into the filling portion. There is a sensor to detect fallen containers.
[][] If there is any fallen cartridge, it shows alarms on the display and the machine is stopped. If there are enough containers in the in feed tracks the container feed sensors at the in feed are actuated and infeed gates open. After coming through the in feed rotary screw the glass beads are inserted into the cartridges.
[][]There are two rotary piston pumps for transferring the filling media from vessel to the two filling nozzles. First nozzle is for filling half of the required volume and second one is for remaining half.
[][] There is a nozzle for sucking the access media at the 2nd filling nozzle. The filling volume is virtually proportional to the stroke of the piston pumps.
After filling, the flip off seals are attached at the top of the cartridges.
[][]There is a container for flip off seals and these are transferred by using the vibration. A proximity sensor detects the presence of flip off seals.
[][]The whole process occurs under a Laminar Air Flow Unit which ensures a clean area of Class A (ISO Class 5). The flow diagram of filling machine is as follows:

Tests To Be Performed and Planned

SR./NO.TestPlan/Frequency
01Consistency in fill volume at various speedConsecutive 3 runs
02Gliding force measurement for filled cartridges.Consecutive 3 runs
03To check the bubble size with respect to size of Glass beads.Consecutive 3 runs
04To check proper stoppering.Consecutive 3 runs

Test Details and Records

Consistency of Filled Volume

[][]The cartridge filling machine is started at a main drive motor speed of 100% and after 15 minutes 10 cartridges are collected to check the consistency of filled volume.
[][]The same procedure is repeated for 90% and 80% main drive motor speed.
[][]Result is recorded in the result sheet form.

Record of consistency of filled volume

Cartridge SizeRun 1
Date:
Run 2
Date:
Run 3
Date:
No. of 3ml cartridges to fill at main drive motor speed of 100%
Average volume of 10 Cartridges at 15 Minutes after start
No. of 3ml cartridges to fill at main drive motor speed of 90%
Average volume of 10 Cartridges at 15 Minutes after start
No. of 3ml cartridges to fill at main drive motor speed of 80%
Average volume of 10 Cartridges at 15 Minutes after start

Acceptance Criteria: The filled volume has to be within 3ml ± 0.3ml.

Gliding Force for Filled Cartridges

[][]10 cartridges are marked and loaded with the cartridges of total batch.
[][]After filling and stoppering 10 filled cartridges are collected at 15 minutes after starting the machine at a speed of 100% of main motor.
[][]The procedure is repeated twice by varying the speed to 90% and 80% of the main motor.

Record of Gliding Force for Filled Cartridges

Run no.Gliding Force Measuring Machine SpecificationDateAverage Gliding Force
(Newton)
Met Acceptance Criteria (Y/N)
01
02
03

Acceptance Criteria: The gliding force has to be less than 20N.

Bubble Size

[][]In each run 20 cartridges are collected to visually check the presence of glass beads and the bubble size with respect to glass bead size.

[][]Result of checking bubble size

Run no.DateGlass bead present (Y/N)Bubble present (Y/N)Bubble size is smaller than glass bead size (Y/N)Percentage of rejected cartridges

Check of Stoppering

In each run 20 cartridges are collected to visually check the stoppering.

Result of checking stoppering

Run no.DateNo. of properly stroppered cartridgesNo. of not properly stroppered cartridgesPercentage of rejected cartridges

Acceptance Criteria: The number of rejected cartridges has to be less than 10%.

[][]List of Reference Involved in Validation Study

[][]Details Of Attachments To Validation Report

Report Summary

The Performance Qualification study for Vial/Cartridge Filling machine was carried out for 3 consecutive date and following result summary was obtained.

No.TestsAcceptance limitsRun 1
Passed (Y/N)
Run 2
Passed (Y/N)
Run 3
Passed (Y/N)
Consistency in fill volume at various speedNMT 0.3ml Variation from adjusted Limit
Gliding force for filled cartridgesGliding Force for filled cartridges has to be less than 20 Newton.
Bubble SizeBubble size has to be less than glass beads size.
Proper Stoppering99% Complies

[][]The Result of this Performance Qualification study was recorded, summarized and analyzed. The observed parameters/tests and subsequent analytical results show that the cartridge filling machine perform as per predetermined acceptance criteria. Hence, the machine successfully qualifies the performance Qualification test.

Conclusion

[][]The performance qualification complies with the acceptance criteria taken above and the results obtained are attached to the protocol.

[][]Vial/Cartridge Filling Machine bearing Equipment ID No. ……….………….Is / Is Not qualifying the Performance Qualification test as per the guideline described in this Protocol No. ————- and Can Be / Cannot Be use for production.

Download Here

Performance Qualification of Cartridge Filling Machine Protocol

Cartridge Filling Machine Performance Qualification Read More »

Depyrogenation Tunnel Performance Qualification

Depyrogenation Tunnel Performance Qualification, Purpose

Depyrogenation Tunnel Performance Qualification, To authenticate and document that the performance of the Depyrogenation Tunnel of Sterile Production area (Cephalosporin Block) of XX Pharmaceutical Limited (PPL) is satisfactory in all critical aspects related to the operational requirements. This protocol describes the performance qualification procedures of the Depyrogenation Tunnel manufactured by Tofflon, China.

Depyrogenation Tunnel Performance Qualification, Scope

This Performance Qualification (PQ) is to be performed against agreed acceptance criteria on the vials of three sizes such as 7.5 ml, 15 ml and 30 ml, which will be sterilized by the Depyrogenation Tunnel installed in the Sterile Production area of Cephalosporin Block of XX Pharmaceutical Limited.

People Also Read

Autoclave Performance Qualification Protocol

Responsibilities

Preparation of the protocol

[][]Validation (Engineering) Department with the assistance of Microbiology, Engineering and Maintenance department.

Executing the protocol

[][]Validation (Engineering) Department along with respective departmental person and engineers or other suitably qualified staff allocated from the site or contracted specialists as appropriate.

Microbiological Challenge Test

[][]Microbiology department

Data documentation and preparation of the report

[][]Validation (Engineering) department.

Verifying of the report

[][]Concerned departmental person.

Providing documentation on the equipment

[][]Related departments i.e. Engineering, Production, Microbiology, Validation or other appropriate departments and manufacturer.

Equipment Information

=>Manufacturer : Tofflon, China
=>Capacity : 6000-9000 vials /hr
=>Model : SZA 620
=>Serial no. : YF2014-078B

The Equipment under test

[][]The Depyrogenation tunnel under validation study has the following segments:
=>Pre-heating zone
=>Sterilization zone
=>Cooling zone
[][]The whole production process combines in a line consecutively with a Vial washing machine, Depyrogenation tunnel, Vial Filling machine and Cap sealing machine.

[][]The washed Vials are conveyed into the Pre-heating Zone of the Depyrogenation tunnel automatically after washing in the vial washing machine.

[][]The Vials are flooded with sterile air in this zone. The temperature controlling preset values maintain the circulating air temperature at that preset value.

[][]The warm Vials are then transported into the Sterilizing Zone and are sterilized & depyrogenated by a low turbulence air flow (up to 300°C). The air is heated in an air circulation duct and then flows through the high temperature HEPA filters prior to reaching the vials.

[][]These filters ensure that the air quality corresponds to clean room class A (class 5 according to ISO 14644) in all operation modes, even in the heating and cooling phases. In the last work zone (cooling zone) of the tunnel, the sterilized Vials are cooled down by a vertical low turbulence air flow.

[][]The discharge from the tunnel opens into a clean room where the depyrogenated Vials are stored on a turn table and conveyed by belt transfer system to the infeed of filling machine.

Checking Parameters

[][]The PQ of Depyrogenation Tunnel will be carried out to evaluate the following conditions to confirm the sterilization conditions:
=>Heat Penetration (HP) studies.
=>Microbiological Challenge (MC) test using Endotoxin Challenge Vials.

The system/ equipment to be used as Standard for testing

[][]Performance of the Depyrogenation Tunnel will be judged based on thermal and biological studies which are mentioned below:
=>Equipment Name: Anville Data Logger, TQ Soft Version 6.1.2 with thermocouples.
=>Requirement for challenge test: -Endotoxin Challenge Vials.

Pre requirement For Validation:

[][]Calibration of thermocouples of the data logger/Validator before and after validation with proper identification.
[][]Valid calibration record of Data Logger/Validator.
[][]Data logger reading intervals set at 30 seconds (maximum).
[][]Successful calibration of the Temperature sensors of Depyrogenation Tunnel.
[][]Successful completion of IQ and OQ.
[][]Endotoxin Challenge Vials for ensuring 3 log reduction.

Study Procedure:

Heat Penetration (HP) Study:

[][]The equipment must be run three times at fully loaded condition for each size of vial where seven thermocouples are exposed to monitor the temperature within the loads.
[][]The number of measurement points will be dependent of the width of the tunnel. As the width of the tunnel is 590 mm, seven thermocouples will be placed at 98 mm distance from each other as shown in Appendix – 01.
[][]The conveyer belt of the tunnel will be run at about 98.4 mm/min and 90.2 mm/min for 7.5ml, 15ml and 30 ml vials respectively.
[][]Care must be taken to avoid contact between the thermocouples and the metal surface of the chamber. Evenly distribute the thermocouples as it is shown in the Appendix – 01.
[][]The Results of this test will be recorded in the Appendix-03 (Number of this appendix will be increased as per number of cycles) and will be accepted if met the acceptance criteria.

Microbiological Challenge (MC) test:

[][]This test will be performed while performing the HP study. Seven Endotoxin challenge Vials (ECV) are distributed along with the thermocouples at defined positions of conveyer belt of tunnel at fully loaded condition as per specified load pattern as specified in Appendix -1.
[][]After completion of the cycle ECVs will be tested by the microbiology department for required log reduction.
[][]The results of above test should be recorded in the designated form (Appendix-4).

Acceptance Criteria

For Heat Penetration (HP) study:

[][]During sterilization period; all thermocouple readings must be within set temperature (300deg.C)±15deg.C.
[][]During sterilization period; when all thermocouples are showing a minimum of 285deg.C, temperature difference among the thermocouples are not more than 15deg.C.
[][]For cooling zone performance study:
[][]After passing sterilization zone, minimum reading of all thermocouples are below 35deg.C.

For Microbiological Challenge Test:

[][]The ECVs not exposed to the Depyrogenation cycle (control) should show clot after incubation at time and temperature as per COA.
[][]The Endotoxin content of a challenge vial must be reduced at least 1000 fold (> 3 log reduction).

Deviation And Failure Investigation Summary

In the column below, record any deviations or failures that occurred during the PQ exercise.

Deviation/ Failure No.Description and Assessment of Impact on ValidationInitialDate
1
2
3

Reference Documents

[][]FDA Guidance for Industry ( for the Submission Documentation for Sterilization Process Validation in Applications for Human and Veterinary Drug Products).

Download Here

Depyrogenation Tunnel Performance Qualification Protocol

Depyrogenation Tunnel Performance Qualification Read More »

Autoclave Performance Qualification Protocol

Autoclave Performance Qualification Protocol, Purpose

Autoclave Performance Qualification Protocol, To authenticate and document that the performance of the Autoclave (Steam sterilizer) of Sterile Production area (Cephalosporin Block) of XX Pharmaceutical Limited (LPL) is satisfactory in all critical aspects related to the operational requirements during sterilization of porous, solid and liquid loads. This protocol describes the performance qualification procedures of the Autoclave manufactured by Zirbus, Germany.

Autoclave Performance Qualification Protocol, Scope

This Performance Qualification (PQ) is to be performed against agreed acceptance criteria on different types of loads which will be sterilized by the Autoclave (Steam Sterilizer) installed in the Sterile Production area of Cephalosporin Block of XX Pharmaceutical Limited.

[][]Preparation of the Protocol
Validation (Engineering) Department with the assistance of Microbiology, Engineering and Maintenance department.
[][]Executing the protocol
Validation (Engineering) Department along with respective departmental person and engineers or other suitably qualified staff allocated from the site or contracted specialists as appropriate.
[][]Microbiological Challenge Test
Microbiology department
[][]Data documentation and preparation of the report
Validation (Engineering) department.
[][]Verifying of the report
Concerned departmental person.
[][]Providing documentation on the equipment
Related departments i.e. Engineering, Production, Microbiology, Validation or other appropriate departments and manufacturer.

People Also Read

Depyrogenation Tunnel Performance Qualification Protocol

System and process Description

Equipment Information

=>Manufacturer : ZIRBUS, Germany
=>Capacity : 702 Ltr.
=>Model : HST 6×6×12
=>Serial no. : 3609

The Equipment under test

[][]The autoclave under validation study is a double door horizontal autoclave; chamber is made of SS 316L. The product is fed into the chamber via a loading port and drawn off after the sterilization cycle via the discharging port in a clean room of Grade B.
[][]A chamber leak test is performed to ensure that there is no leakage. It is very important to remove the air from the chamber. A water ring vacuum pump is used to remove the air from the chamber.
[][]For porous loads pre vacuum is important to remove the air pockets from the pores of the loads. To remove residual air vacuum pulse followed by steam pulse is used. After completion of vacuum and steam pulse the chamber is heated up with pure steam to the set sterilization temperature.
[][]There are two temperature sensors of which one is set inside the chamber and another is set in the drain port of the chamber. When the solid cycle is run, the drain temperature sensor controls the cycle. On the other hand, when the liquid cycle is run, the product temperature sensor controls the cycle

Checking Parameters

The PQ of autoclave will be carried out to evaluate the following conditions to confirm the sterilization conditions:
=>Chamber Leak Test (LT).
=>Bowie-Dick (BD) test.
=>Heat Penetration (HP) studies.
=>Microbiological Challenge (MC) test using Biological Indicators (BI).

The system/ equipment to be used as Standard for testing

Performance of the autoclave will be judged based on thermal and biological studies which are mentioned below:
=>Equipment Name: Anville Data Logger, Series 825 NATO.
=>Software: TQ Soft version 6.0

Requirement for challenge test:

=>Bowie-Dick test pack
=>Biological Indicator
[][]After completion of the cycles, all individual cycle records are summarized and compared with the autoclave printouts to verify the cycle consistency and performance.
[][]For Biological studies, Biological Indicators will be placed along with probes and will be studied for microbiological challenge test.

Pre requirement For Validation:

[][]Calibration of thermocouples of the data logger/Validator before and after validation with proper identification.
[][]Valid calibration record of Data Logger/Validator.
[][]Data logger reading intervals set at 30 seconds (maximum).
[][]Successful calibration of the Pressure and Temperature sensors of autoclave.
[][]Successful completion of IQ and OQ of Autoclave.
[][]Tubes of Geobacillus Stearothermophilus spores will be used as biological indicators. They should be labeled and placed at the front, middle and back of the autoclave chamber.

Study Procedure:

Chamber Leak (CL) Test:

[][]Thermocouples and reference pressure transducer are introduced into the chamber via the validation port. Then, the port and doors are sealed properly. There is a cycle, named as “Vacuum air test” cycle for leak test which is programmed in the PLC of the machine.
[][]During leak test, chamber pressure is reduced to a 70 mbar pressure and then this pressure is compensated and hold for 5 and 10 minutes respectively. The test is declared passed if the pressure rise is within 13 mbar within the holding time.
[][]If there is any leakage of steam for disintegration of gasket or any other reason, the autoclave might fail to achieve vacuum and leak test will be failed.
The results of above test will be recorded in the Appendix – 03 and will be accepted if met the acceptance criteria.

Bowie-Dick (BD) test:

[][]The Bowie-Dick (BD) test is done to detect air pockets and to evaluate that the vacuum retains as well as steam penetrates sufficiently for sterilization. This is because, air removal from the pores of the loads is essential for proper sterilization and to remove this air pre-vacuum pulse is important.
[][]For conducting this test, Bowie-Dick test paper kits will be exposed for 10 minutes at a temperature of 121.1OC inside the chamber. If the color of the centered sheet turns completely into black, it ensures proper vacuum of the chamber as well as proper steam penetration into the load and the test will pass.
[][]Any intermediate color change of centered sheets except black (e. g. grey, brown or blue) indicates the presence of residual air in the chamber.
[][]So, the test will fail. It may occur due to the failure of retaining required vacuum of the chamber and the insufficient steam penetration.
[][] In that case, increase the pre-vacuum pulse number or sterilization time which will ensure proper removal of air as well as the steam penetration respectively. This must be recorded in the report.
[][]The successful bowie-dick test’s pre-vacuum pulse numbers and sterilization time must be followed in the porous loads’ cycle.
The results of above test should be recorded in the Appendix – 04 and will be accepted if met the acceptance criteria.

Heat Penetration (HP) Study:

[][]The equipment must be run three times at fully loaded condition for each load pattern where twelve sensors are exposed to monitor the temperature within the loads as well as in the chamber.
[][]Care must be taken to avoid contact between the thermocouples and the metal surface of the chamber.
[][]Evenly distribute the thermocouples as it is shown in the Appendix – 2. In case of liquid load place the thermocouple no. 02, 03, 07 inside the container of the liquid.
[][]The Results of this test will be recorded in the Appendix-05 (Number of this appendix will be increased as per number of cycles) and will be accepted if met the acceptance criteria.

Microbiological Challenge (MC) test:

[][]This test will be performed with HP study. The temperature probes are distributed at different positions within the chamber and loads as per specified load pattern. Biological Indicators are placed beside the thermocouples as per BI placement diagram (Appendix – 01).
[][]It is to be noted that the Microbiological challenge test will be conducted for the heat penetration study cycles. Furthermore, the lethality value (F0) must be calculated by the TQ software and minimum lethality value must be recorded in Appendix 06.
[][]The results of above test should be recorded in the designated form (Appendix – 06). (Number of this Appendix will be increased as per number of cycles).

Acceptance Criteria

Chamber Leak test:

=>This test is deemed to be passed if the pressure rise of the chamber is within 13 mbar.

For Bowie-Dick test:

=>This test is passed if the color of the Bowie-Dick test kit turned uniformly to black having no intermediate color change throughout the entire pattern (e.g. gray, blue or violet) which ensures full vacuum and complete steam penetration.

For Heat Penetration (HP) study:

=>Throughout the sterilization period; all temperatures measured in the chamber has to be within a 4°C band from the set point i.e. 121°C (–1°C/+3°C).
During sterilization period; the difference in temperature between the coolest spot and the mean chamber temperature during sterilization hold period shall be within ±2°C.

For Biological Indicator Test:

=>Biological indicators must have an initial viable spore count of 106 or greater of the selected microorganism.
=>Biological Indicator must not show any growth after autoclaving and subsequent incubation.
=>Positive control biological indicators must show “growth” of Geobacillus Stearothermophilus.
=>The lethality (F0 value) must be equal or greater than 12 minutes.

Deviation And Failure Investigation Summary

In the column below, record any deviations or failures that occurred during the PQ exercise.

Deviation/ Failure No.Description and Assessment of Impact on ValidationInitialDate
1
2
3

Reference Documents

[][]SOP for validation of Moist Heat Sterilizer by Biological Indicator.
[][]USP general chapter <1222> Terminal Sterilized Pharmaceutical Products-Parametric release
[][]FDA Guidance for Industry ( for the Submission Documentation for Sterilization Process Validation in Applications for Human and Veterinary Drug Products); November 1994
[][]Practical Guide to Autoclave Validation by Raymond G. Lewis.

Download Protocol:

Autoclave Performance Qualification Protocol

Autoclave Performance Qualification Protocol Read More »

Pest Control Procedure

Pest Control Procedure, Purpose

Pest Control Procedure, To prevent/control the entrance of pest & rodents within the facilities.

Pest Control Procedure, Scope

This SOP is applicable to control the entrance of rodents and insects both in-door and outdoor of the Plant of XX Pharma Limited.

Definition & Abbreviation

[][]Pest: Insects or animals that destroy plants, food & materials.
[][]Pest Control: Destruction of pest by appling poisons, traps or controlling of insets harmful for food, medicine, plants or packaging materials.

Responsibility

[][]‘YY Pest Control Company ’ is responsible to carry out the pest control activities on previously defined contact basis as per agreed valid schedule.
[][]Production & Quality Assurance  personnel are responsible to monitor that all insecticides are used in proper valid concentration & in all areas/points as described in the approved layout.
[][]Head of Quality Assurance & Head of Production shall ensure the implementation of this SOP according to GMP Guidance to ensure the safety of personnel, materials & products.
[][]Head of Administration or his nominee is mainly responsible to confirm that all Pest Control activities has been carried out in accordance with the predefined schedule.

Materials & Equipment

[][]Actellic 50ec
[][]Hydramethylnon
[][]Icon 10wp
[][]Icon 2.5ec
[][]Permakill concentate (Fogging)
[][]Phenol (C6H50H)
[][]Silosan
[][]Tespi liquid (Fogging)

Precaution

[][]Confirm that all raw material, finished goods, intermediates or any type of process goods should not be present in area of fumigation, if present cover all the materials with polythene bag.
[][]Perform all pest control activities only on weekly holiday/any Govt. Holiday when the Plant production activities are completely closed.
[][]Do not spray any insecticide inside the factory. Use only in outside of the factory.
[][]Before spraying/fogging confirm that all doors and windows of the factory are properly closed.
[][]Do not smoke/drink /eat during handling of any type of pesticides, do not breathe mists or dust, avoid prolonged contact with the skin.
[][]Always read the Material Safety Data Sheet (MSDS) for safe use and handling precautions given on the label.
[][] In the very beginning of office hour, Remove feeding traps from all application points.
[][]Always use goggles & nose-mask while doing fumigation.
[][]AHU shall be  switched off before starting fumigation.

Procedure

[][]Pest control operation shall be performed by the selected approved contractor (External: XX PEST CONTROL).
[][]The contractor shall provide the chemicals & plates of glue/gum & trap/baiting for trapping rats and mice.
[][]Admin Department shall prepare schedule with contractor & notify the date to Quality Assurance & other concerned department at least one week before initiating the program.
[][]Concerned department shall take necessary steps for covering related materials which are suspected to expose during pest control activities.
[][]Permanent precaution shall be taken so that no rats,  cockroach or insects can enter factory.

Schedule For Pest Control

Area
(Pharma Building)
Service
(Pest Control By)
Frequency
CorridorSpray1 time per month
Utility AreaULV2 times per month
Outside BuildingRat2 times per month
Canteen DormitoryFogging (Outside)2 times per month
Extra AreaSnakes1 time per month

Materials use for pest control

Ustaad (Sray & ULV)

[][]Active ingredient: cypermethrin
[][]Target pests: Mosquito, ants, cockroach, housefly,  bugs & ticks
[][]Dose & use strategy: 50-100ml/10 liter water

Dursban 20ec (for sray & ULV)

[][]Active ingredient: chloropyrifos
[][]Target pests: Cockroach, ants,  housefly, mosquito, bugs & termites
[][]Dose & use strategy: 50-100ml/10 liter water

Actara (for sray & ULV)

[][]Active ingredient: thiamethoxam
[][]Target pests: all types of termites,  ants,  white flies
[][]Dose & use strategy: 2-8g/10 liter water

Icon 2.5 EC (indoor/outdoor space spray & fogging)

[][]Active ingredient: lambda-cyhalothrin
[][]Target pests: pest adult
[][]Dose & use strategy:
[][]Hand held thermal fogging kerosene: mix 20-70 ml of icon 2.5ec in 1 liter of diesel or kerosene & apply fog.
[][]Fogging: mix 70 ml of icon 2.5 ec in 1liter of diesel or kerosene & apply fog in 2 ha space.
[][]Space spraying (water solvent) : mix 50-100 ml of icon 2.5 ec in 10 liter of water & spray

Permakill( for fogging)

[][]Active ingredient: permethrin
[][]Target pests: mosquitoes, flies, cockroach flying insects
[][]Dose & use strategy: 50-70 ml/1 liter diesel or kerosene for fogging.

Tepsi liquid (for fogging)

[][]Active ingredient: permethrin
[][]Active ingredient: Tetramethrin, Permetrin,Tralletrin
[][]Target pests: ants, cockroach, housefly, mosquito, bugs & ticks
[][]Use strategy: 50-500ml/10 ltr water for spray
[][]4:1 with diesel for fogging
[][]Materials use for use rodent only

Lanirat

[][]Active ingredient : 50 mg bromadeolon per kg-3-[3-(4-bromo[1,1-byfinail]-4il)-3hydroxy-1-finailprofile]-4-hydroxy-2h-1benzofiran-2-one)
[][]Target: rodent

Altorarat

[][]Active ingredient : non poisonous glue
[][]Target : rodent

Materials use snakes control

[][]Trapping is effective to control snakes. However rodent control is performed regularly, snakes control will be reduced. Following steps will be followed for snakes control:
[][]Use Phenol
[][]Use black hole trap
[][]Use snakes tongue for capture snakes safety

Annexure

Appendix –I: log book for pest control
Appendix –II: log book for cleaning after pest control

Pest Control Procedure Read More »

Functions of Quality Assurance

Functions of Quality Assurance, Purpose:

Functions of Quality Assurance, The purpose of this SOP ( Standard Operating Procedure) is to outline the functions, principle duties and responsibilities of personnel working in Quality Assurance Department.

Functions of Quality Assurance, Scope:

To provide the guidelines for the proper implementation of the Quality Assurance System at XX Pharmaceuticals Limited ( Both General and Cephalosporin Block).

Definitions / Abbreviation:

[][]Quality Control Department : The Department carrying out day to day activities for the control of procedure, tests & analysis of products/ raw materials/ packaging materials/ stability samples and other relevant analysis of samples at laboratory to assist the manufacturing functions.
[][]Quality Assurance Department: The department carrying out day to day activities for the control of procedure, analysis of documents, regulatory functions, to assist the plant functions for the manufacturing, distributions and other relevant functions.
[][]CAPA : Corrective Action and Preventive Action.

Responsibilities:

[][]The roles and responsibility is as follows:

Executive, Quality Assurance

[][]To follow the guidelines of Quality Assurance
[][]To report their findings to their seniors

Asst. Manager, Quality Assurance

[][]To ensure implementation of the SOP.

AGM, Quality Assurance

[][]Approval of the SOP.

Procedure:

[][]Quality Assurance Department shall function for assuring the quality of all the manufactured batches and every stage of manufacturing / processing of drug Products.
[][]This shall be achieved by performing the functions of monitoring as per the laid down QA systems for the following areas:
[][]Monitor of incoming starting and packaging materials.
[][]Manufacturing process and process checks.
[][]Process monitoring and process control.
[][]Production Record Review.
[][]Final release or rejection of every batch of Drug Products for distribution and sale.
[][]Monitor stability testing and evaluation of shelf-life of products.
[][]Complaints handling and product recalls.
[][]Handling of Change Control Systems.
[][]Out of specification investigation.
[][]Investigation of Deviations.
[][]Returned products ( salvage and disposal ).
[][]Internal Quality Audits.
[][]Co-ordinate monthly Quality Review Meeting and implement the effective CAPAs regarding quality improvement.
[][]Control of non-confirming products.
[][]Co-ordinate all validation and qualification activities.
[][]Reprocessing of non-confirming products.
[][]To achieve the objectives of Quality Assurance functions of XX Pharmaceuticals Limited is classified as follows :
[][]To plan and manage all the activities of Quality Assurance Department to assure the quality of all products manufactured by the Company.
[][]To co-ordinate with manufacturing department in controlling their process and products at every stage of manufacturing to meet the established specifications though testing, auditing and reporting.
[][]To co-ordinate for the development of new product formulation, development of specifications, analytical procedure in co-ordination with Quality Control Department and Product Development Department.

[][]To review the adequacy and relevance of specifications & analytical procedures in co-ordination with Quality Control Department and Product Development Department.
[][]To co-ordinate technical audits of the Quality Control Laboratory to determine the analytical quality systems are yielding the highest quality information and to ensure that the analytical instrumentation is functioning properly and calibration and servicing is as per schedule.
[][]To be responsible for the release functions of the QA Department which shall include :
[][]Maintenance of Quality Control records of manufacturing procedures for each manufactured batch.
[][]Records of release, quarantine or rejection of components and finished products, containers, closures and labels based on Quality Control test results.

[][]Routine “Good Manufacturing Practices Auditing” of manufacturing process, control and related areas.
[][]To suggest and organize training program for the development of technical and administration skills of all the employees to meet with cGMP regulations on continuous basis, coordinating with GM, Plant and Quality Head.
[][]To assist Change Control Committee/Technical Committee for overall reviews of non-conformances, failure investigations, analyzing the Quality trends, investigations of market complaints, batch failure investigations, deviations, verifications of change control procedures, updating the specifications, test procedures, manufacturing processes etc.
[][]To liaison with regulatory authorities for new products manufacturing license and renewals of the same and other regulatory requirement.

Annexure:

N/A

Functions of Quality Assurance Read More »

Contract Manufacturing by Third Party

Contract Manufacturing, Purpose:

Contract Manufacturing, To establish a procedure that XX products are manufactured by the contractor using facilities and operations and to ensure that all batches of product manufactured at third party contract manufacturer that conforms to cGMP requirements undergo a formal evaluation of suitability for use prior to release to the market.

Contract Manufacturing, Scope:

The SOP is applicable for all products of XX Pharmaceuticals Limited manufactured & packed by a third party contract manufacturer.

Definitions / Abbreviation:

[][]QA – Quality Assurance
[][]QC – Quality Control
[][]QA – Quality Assurance
[][]BMR – Batch Manufacturing Record
[][]BPR – Batch Packaging Record
[][]ERP – Enterprise resource planning.
[][]cGMP – Current Good Manufacturing Practice
[][]COA – Certificate of Analysis

Responsibilities:

[][]The roles and responsibility is as follows:

Third party contractor

[][]To perform all the manufacturing related activities, analysis of the manufactured & packed product as per the contract/ toll manufacturing agreement

Executive, Production

[][]To check and review the production related activities.

Executive, Warehouse

[][]To supply and update the required raw and packaging materials as per forecast

Executive, QA

[][]To verify the overall manufacturing activities, collection of sample and related documents

General Manager, Plant

[][]Proper follow-up of overall activities

Manager, Quality Assurance

[][]Approval of all the toll manufacturing activities.

Procedure:

Selection of Third Party/ Contract Manufacturer

[][]Carry out GMP audit to assess the prospective contractor’s technical capability, capacity, cost effectiveness & the capability to maintain the required standards of cGMP & product quality.
[][]Document the business objectives and the justification for selecting a third party contractor.
[][]Review the manufacturing strategy which will be applied to the third party contractors.
[][]After developing a third party contract manufacturer, provide the product and their volume to the third party contractor for its technical assessment of manufacturing capability.
[][]Multiple strategies to be followed in selecting third party contractor.
[][]Consider the sources of materials which must meet the approved specification.
[][]Sign a contract manufacturing agreement with the selected contractor for manufacturing / packaging of products which will be followed accordingly.

[][]XX personnel will generate all the relevant documents as per contract manufacturer’s requirements for batch production.
[][]Production Executive will supply a production forecast of the required quantities of each product two months in advance so as to consider in third party’s

[][]production plan. XX shall have the right to revise the forecast in accordance with the market situation informing contractors one and half month in advance.
[][]Warehouse personnel of contract manufacturer will generate a month wise stock statement for raw and packaging materials to XX.
[][]Production Executive will generate the batch no. as per production forecast to Quality Assurance Executive along with requisition copy for BMR & BPR.

[][] QA Executive will issue the photocopy of BMR & BPR to Production Executive for manufacturing by third party. Master copy of all documents will be preserved at QA end.

[][]For testing procedure of raw and packaging materials will be followed as per contract manufacturing agreement. If any material (Raw/ Packaging) which will be tested by third party, will be forwarded by QC Executive from QUARANTINED stage along with forwarding letter to the contractor.
[][]After receiving the test report from third party, QC personnel will disposition the materials as PASSED/ REJECTED following the SOP.
[][]Production Executive along with warehouse Executive will supply all the materials to third party following the production forecast as per requirement within first week of running month. During supply of materials warehouse executive to be ensured the status label as per requirement by third party.
[][]Contract manufacturer will follow their production schedule and manufacturing operation will be started at the presence of Production and QA personnel of XX.

[][]XX personnel will verify all the written instruction in the BMR & BPR following the third party’s SOP as per cGMP requirement.
[][]All the in-process checks (IPC) will be conducted by contract manufacturer along with XX personnel.
[][]In case of any process validation activities will be conducted by XX personnel using the facility of third party.
[][]For testing of bulk intermediate and finished product, responsibility will be performed by XX and contract manufacturer as per contract manufacturing agreement.
[][]Sample for in-process check, chemical test and microbial test will be withdrawn as per agreement policy following the SOP of XX or contract manufacturer. [][]Finished product samples will be withdrawn as per same requirement.
[][]Retention sample will be kept at contract manufacturer’s end. If the retention sample is required for XX, then the sample will be forwarded to XX end by contract manufacturer following their own policy.
[][]Stability sample will be withdrawn from packaging line as per stability protocol and to be forwarded by contract manufacturer to XX end.

[][]If the stability test will be performed by contract manufacturer, samples will be kept in the manufacturer’s end as per protocol. In that cases test report will be forwarded to XX end accordingly. After receiving all the stability data, QA Executive will prepare the stability report.
[][]Third party contract manufacturer’s site will provide XX personnel with full batch documentation, copies of any unplanned event or deviation (including OOS), a copy of any investigation reports and COA reporting analytical test results against specification.
[][]QA and production personnel will review all the batch documents along with supportive records as per checklist for batch documentation after prior release from contract manufacturer.
[][]Original batch document or photocopy of the original will be provided by the contract manufacturer to XX end.

[][]Production personnel will issue the used quantity of raw and packaging materials in the ERP software with the help of IT personnel according to batch production record to update the material status.
[][]After reviewing the batch document, Production and QA representative will send the notification to the third party contract manufacturer about the batch disposition decision.
[][]Upon receiving the batch disposition decision from XX Pharmaceuticals Limited, the third party contract manufacturer will take step accordingly.
[][]XX shall take delivery of the finished products in XX’s own liabilities within fifteen days of intimation by contract manufacturer that the product is ready for dispatch.

[][]After completion of cost related process by both XX and contract manufacturer, central warehouse will receive the finished product and kept in the central warehouse of XX as per storage condition.

Annexure:

None

Contract Manufacturing by Third Party Read More »

Finished Product Handling, Storage & Distribution

Finished Product Handling, Purpose:

Finished Product Handling, The of these guidelines is to assist in ensuring the quality and identity of pharmaceutical products during all aspects of the distribution process such as storage, distribution, transportation, packaging, labeling, documentation and record-keeping practices.

Finished Product Handling, Scope:

This procedure is applicable for all finished products received and stored after receiving from Packaging department by Central Warehouse and different depots of XX Pharmaceuticals Ltd.

Definitions / Abbreviation:

[][]QA – Quality Assurance
[][]DIC – Depot In Charge
[][]ERP – Enterprise Resource Planning
[][]CWH – Central Ware House
[][]FIFO – First In First Out
[][]XX – Current version no. of the SOP

Responsibilities:

[][]The roles and responsibility is as follows:

Head of Distribution

[][]Head of Distribution shall responsible for overall the distribution activities.

Depot In Charge (DIC), Central Warehouse & Different Depots

[][]To verify, receive, storage and distribution the finished goods ensuring all the quality.

Head of Sales

[][]To monitor the distribution procedure as per market requirement.

Head of Marketing

[][]Prepare the market requirement for distribution and follow-up of overall activities.

General Manager, Plant

[][]Follow-up of overall activities.

Executive, Vat

[][]Follow the distribution activities as per Government legislation

Executive, QA

[][]Responsible for effective implementation and monitoring of procedure.
[][]Annual depot audit to verify the effectiveness of this procedure.

Manager, HR & Admin

[][]Shall responsible for monitor the effective distribution procedure

Manager, Quality Assurance

[][]To approve of all the distribution activities.

Procedure :

Precautions:

[][]The entire finished product should be handle carefully during distribution, storage, ensuring the quality and identity of the product.
[][]The entire finished product should be stored in product wise respective area maintaining product’s storage condition.
[][]During distribution FIFO should be controlled to avoid mix-up & errors.

Storage :

[][]Finished product will be received by central warehouse personnel from packaging department after getting the finished product release note from QA.
[][]Released finished product will be stored in the central warehouse at the product wise respective area as per storage condition.
[][]Warehouse personnel will monitor and record the temperature in “temperature monitoring record sheet ( Annexure – I)” for twice in a day.
[][]Storage areas should be designed or adapted to ensure appropriate and good storage conditions.
[][]In particular, they should be clean and dry and maintained within acceptable temperature limits. Products should be stored in the pallet which is suitably spaced to permit cleaning and inspection.
[][]Physical or other equivalent segregation should be provided for the storage of released, rejected, expired, recalled or returned products and suspected counterfeits.
[][]Broken or damaged items should be withdrawn from usable stock and stored separately up to final disposition.
[][]Storage areas should be provided with adequate lighting to enable all operations to be carried out accurately and safely.
[][]Periodic stock reconciliation should be performed by comparing the actual and recorded stocks. Stock discrepancies should be investigated by a multidisciplinary committee headed by HR & Admin.

Distribution

[][]All parties involved in the distribution of pharmaceutical products have a responsibility to ensure that the quality of pharmaceutical products and the integrity of the distribution chain are maintained throughout the distribution process from the site of the manufacturer to the entity responsible for dispensing or providing the product to the target consumer as per Government legislation.
[][]Head of Distribution send the depot wise market allocation to central ware house as per marketing/sales requirement.
[][]Central warehouse personal will prepare the released finished product as per market allocation for different depots along with necessary tertiary packaging.
[][]In-charge, CWH will prepare invoice/challan copy as well as ERP entry as per different depot requirement approved by head of Plant or his designee.
Executive, Vat will prepare the vat challan according to depot allocation ( through Musak-11) as per Government rule.
[][]After performing all the related activities, finished products will be transferred to different depot by company own transport or transport agent along with vat challan and invoice copy.
[][]DIC or designee will receive and check the finished pack according to invoice and to be stored following the procedure described on previous steps.

Market Dispatch :

[][]DIC will allocate the finished product as per market requirement for sale. The dispatch and transportation of products should be undertaken only after the receipt of a valid delivery order, which should be documented
[][]Dispatch record will be prepared by DIC and should include at least the following information:
[][]Date of dispatch;
=>Complete business name and address (no acronyms), type of entity responsible for the transportation, telephone number and names of contact persons;
=>Complete business name, address ( no acronyms), and status of the addressee (e.g. retail pharmacy, hospital or clinic);
=>A description of the products including, e.g. name, dosage form and strength ( if applicable);
=>Quantity of the products, e.g. number of containers and quantity per container ( if applicable);
=>Applicable transport and storage conditions;
=>A unique number to allow identification of the delivery order; and
=>Assigned batch number and expiry date ( where not possible at dispatch, this information should at least be kept at receipt to facilitate traceability).

Returned :

[][]If any products undergo as expired or packet damaged which is not fit for use then record the product and stored in a separate area of the depot/warehouse with proper labeling following annexure– II under custody of depot in-charge.
[][]DIC will make an invoice of those products and sent to central warehouse after entry in the ERP to adjust the stock. Returned products will be sent to CWH at every three months interval.
[][]Head of distribution will collect this invoice/challan from different depots and sent to central warehouse after getting prior approval from Head of Sales & Head of Marketing.

[][]After receiving the returned products from different depots, in-charge, CWH will report to QA department along with the approved invoice/challan copy. In-charge, CWH will segregate the returned products according to their nature in a separate area with proper labeling as per annexure-II.
[][]QA executive will take actions following the SOP ‘Disposition of Returned Finished Products.
[][]In case of market compliant or product recall, DIC will inform to Sales or Marketing Department following the respective SOPs Head of distribution will collect the market compliant sample (s) or recalled product(s), batch(s) within seven days of initiation.
[][]Head of QA will take actions for the market compliant and product recall procedure following SOP.
[][]Stock verification of different depots will make through a physical audit by the representatives of Audit & Accounts department once in a year.
[][]A quality audit will be conducted for all the depots headed by QA representative once in a year.

Annexure:

Annexure I – Temperature monitoring record sheet
Annexure II – Returned product label

Finished Product Handling, Storage & Distribution Read More »

Returned Finished Products Disposition

Returned Finished Products Disposition, Purpose :

Returned Finished Products Disposition, The objective is to specify a system to handle the returned finished products for their appropriate and adequate review and disposition in line with the Quality Management System.

Returned Finished Products Disposition, Scope :

This procedure is applicable for disposition of returned finished products and expired ones at XX Pharmaceuticals Limited. (Both General & Cephalosporin Block).

Definitions / Abbreviation:

[][]QA : Quality Assurance
[][]DIC : Depot In Charge
[][]XX : Current Version of SOP

Responsibilities:

[][]The roles and responsibility is as follows:

Head of Distribution

[][]Head of distribution shall collect the finished products from different depots and forward to the central warehouse for final disposition as per procedure.

Depot In Charge (DIC), Central Warehouse

[][]To verify, receive and separately quarantine the returned goods.

Executive, QA

[][]Responsible for effective implementation and monitoring of procedure.

Senior Executive, Cost & Budget (Factory)

[][]To verify all the returned products and make report for stock adjustment memo.

Head of Plant Operation

[][]Follow-up of overall activities.

Head of Quality Assurance

[][]Approval of all the disposition activities.

Procedure:

[][]The returned finished products shall either be destroyed or repacked and made fit for use depending upon the reason for which they have been returned. In either case, the associated risks must be well understood and addressed.
[][]Hence the procedure for disposition of returned finished products is defined depending upon the reason for which products are returned.
[][]Head of Distribution will collect the finished product as per requirement from different depots and send to Central warehouse following the Invoice/ Challan.
[][]On receipt of the products, warehouse (Central) In Charge or designee shall verify the products as per Invoice / Challan. Then warehouse in-charge will label the products to identify the primary cause of return and segregate the returned products in the respective area.
[][]Quarantine the products in area as per classification and inform QA and Head of Plant Operation through Returned Finished Product Note, (Annexure – I).
[][]Reference number for Returned finished products shall be alphanumeric system containing 7 characters. Numbering breakdown is as follows : RG/YY/001
For example : RG/XX/001
=>The first two alphabets shall stand for Returned Goods
=>Next two numeric characters shall stand for year code XX shall denote year 20XX.
=>Next character is followed by three numerical shall stand for serial number, which shall start every year
from 001.

[][]All the expired products returned from the market shall be directed and received at the distribution Department and these shall be destroyed in presence of QA Executive following the SOP of Procedure for Disposal of Materials & Products.
[][]QA Executive shall prepare Authorization and Disposal From for Materials & Products and take authorization for disposal activities.
[][]Head of Quality Assurance or designee shall arrange to verify the reason for return/ recall of the returned products against the intimation.
[][]If the returned products (except expired products) which are fit for further use they shall be repacked through repackaging request form following the Reprocessing/reworking and Repackaging Procedure.
[][]Quality Assurance personal shall examine the products returned because of dirty labeling, packed damaged products can be repacked. To ensure the product quality, QA executive shall draw the sufficient sample for complete analysis (If necessary) and only if found satisfactory and certified accordingly, then the batch shall be allowed for repacking.
[][]For the repackaging activities minimum five unit packs are required for the returned product of same batch no. Less than five unit pack of a same batch shall be disposed following the disposal SOP.
[][]The returned products except expired products which can be repacked to be sent from central warehouse to the manufacturing site and shall be classified and stored separately depending upon the primary cause of return.
[][]Record for issue of packaging material, overprinting and packing shall be maintained on Additional Batch Packaging Record (Primary/Secondary) along with the Repackaging Request Form authorization by Head of Quality Assurance.
[][]If the returned products in the opinion of the Quality Assurance personnel are not considered fit for repackaging, the same shall be destroyed after approval from Head of Quality Assurance.
[][]This repacked part shall be released after compiling of the all related documents and shall be attached to the earlier batch record (BMR/BPR)
Products recalled voluntarily or recalled, as per the directives from Drug Control Authorities the recalled products shall be handled depending upon the reason for product recall; they may be require to be destroyed or repacked.

Annexure:

Annexure I – Returned Finished Product Note

Returned Finished Products Disposition Read More »